Overview
Project description
Surveillance Enhancement Program (SEP) is a multi-year program (MYP) to build and enhance the surveillance platform to detect potential instances of market misconduct, market manipulation and market abuse.
The Bank met its commitment to FCA (Financial Conduct Authority, FCA) to meet Market Abuse Regulation ("MAR") requirements for critical data sources in September 2017. Following that, subsequent projects were initiated to further enhance, expand and complement the current coverage of the automated surveillance platform.
This project will focus on Alerts enhancements, Strategic data sourcing from FM order and trade lakes, UI / workflow enhancements to meet regulatory obligations (i.e. Market Abuse Regulation, Dodd Frank). This also includes Control Room & Suitability Monitoring related data, UI and scenario enhancements.
Responsibilities
Providing guidance and support for company projects and initiatives
Working with Stakeholders to implement technology solutions to their requirements on Surveillance platforms.
Data analysis and production of technical documentation, formulating testing approaches, test plans and cases.
Regular updates to senior stakeholders
Supporting business users with user acceptance testing.
Presentation of results to senior stakeholders
Skills
Must have
7+ years of Business Analysis & UAT experience in Capital Markets domain experience.
Solid understanding of trade surveillance practices, market abuse regulations, and related compliance requirements (e.g., MAR, Dodd-Frank, MiFID II)
Knowledge of trade surveillance tools and systems (e.g., Actimize, SMARTS, or similar)
Good knowledge of Python/Pyspark and SQL
Strong analytical and problem-solving skills
Excellent communication and interpersonal skills, with the ability to collaborate with diverse teams and stakeholders
Ability to work independently and manage multiple priorities in a dynamic environment
Good understanding of business change and software development life cycles
Strong stakeholder management skills
Analyse trade data to identify trends, anomalies, and potential risk areas. Generate detailed reports for senior management, compliance, and regulatory bodies to support ongoing monitoring efforts.
Analyze trade data to identify trends, anomalies, and potential risk areas. Generate detailed reports for senior management, compliance, and regulatory bodies to support ongoing monitoring efforts.
Nice to have
Machine Learning, Artificial Intelligence
Other
Languages
English: C2 Proficient
Seniority
Senior
Bengaluru, India
Req. VR-116002
Business Analysis
BCM Industry
21/07/2025
Req. VR-116002
- 30 - 40 INR - Annual
- 10 - 12 Yrs
- Bangalore
- 200000 - 300000 INR - Annual
- 2 - 6 Yrs
- Mumbai
- 2 - 8 Yrs
- Delhi / NCR, Mumbai, Bangalore, Chennai, Jaipur, Lucknow, Hyderabad, Pune
- 1200000 - 1500000 INR - Annual
- 2 - 3 Yrs
- Chennai
- Bangalore, Karnataka, India
- Pune, Maharashtra, India
- Pune, Maharashtra, India
- Bangalore, Karnataka, India